Shaun Murphy

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Limited

    FRN 497604

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 24 Jan 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 4 Aug 2017)
  • AFL Financial Planning Services Limited

    FRN 516642

    • (4)Employed By (since 4 Aug 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (16 Jul 2014 to 28 Jul 2017)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 20 Jun 2013)
    • CF21 Investment Adviser (12 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 May 2006 to 12 Mar 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AFL Financial Planning Services Limited

  2. controlled function added: (4)Employed By at AFL Financial Planning Services Limited