Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Feb 2026)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (23 Sep 2013 to 20 May 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (29 Jan 2008 to 30 Apr 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (17 May 2002 to 27 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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