Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Feb 2026)
- [FCA CF] Functions requiring qualifications (since 9 Feb 2026)
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- CF30 Customer (23 Sep 2013 to 20 May 2014)
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- CF30 Customer (29 Jan 2008 to 30 Apr 2012)
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- CF22 Investment Adviser (Trainee) (17 May 2002 to 27 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.