Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 25 Jun 2024)
    • [FCA CF] Significant management (since 29 Mar 2021)
    • [FCA CF] Client dealing (since 29 Mar 2021)
    • [FCA CF] Manager of certification employee (since 29 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 27 Jun 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Jul 2023)
    • CF1 Director (4 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (16 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.