Shaun Keir Watson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Shaun Keir Watson
FRN 845744
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Sole trader dealing with clients for which they require qualification (since 1 Jun 2020)
- [FCA CF] Client dealing (1 Jun 2020 to 2 Jun 2020)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2021)
- CF30 Customer (11 Feb 2009 to 31 May 2020)

Updates to this individual's record on the FCA register.

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A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.