Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Pembroke Asset Management LLP
FRN 229257
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Apr 2004 to 31 Oct 2007)
- CF4 Partner (1 Apr 2004 to 8 Dec 2019)
- CF21 Investment Adviser (1 Apr 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Apr 2004 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.