Shaun James Parkes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon

    FRN 122467

    • [FCA CF] Significant management (since 4 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 24 Oct 2023)
    • [FCA CF] Manager of certification employee (since 24 Oct 2023)
    • [PRA CF] Managing a material risk taker (24 Oct 2023 to 4 Aug 2025)
  • The Bank of New York Mellon (International) Limited

    FRN 183100

    • [FCA CF] Significant management (since 4 Aug 2025)
    • [FCA CF] Manager of certification employee (since 24 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (24 Oct 2023 to 4 Aug 2025)
    • [PRA CF] Managing a material risk taker (24 Oct 2023 to 4 Aug 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Significant management (28 Oct 2020 to 31 Oct 2022)
    • [FCA CF] Manager of certification employee (24 Jul 2020 to 31 Oct 2022)
    • [FCA CF] Material risk taker (24 Jul 2020 to 31 Oct 2022)
    • [FCA CF] Client dealing (24 Jul 2020 to 31 Oct 2022)
    • CF21 Investment Adviser (24 Jun 2003 to 1 Aug 2005)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Significant management (28 Oct 2020 to 1 Dec 2021)
    • [FCA CF] Material risk taker (24 Jul 2020 to 1 Dec 2021)
    • [FCA CF] Client dealing (24 Jul 2020 to 1 Dec 2021)
    • [FCA CF] Manager of certification employee (24 Jul 2020 to 1 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 15 Nov 2012)
    • CF21 Investment Adviser (24 Jun 2003 to 31 Oct 2007)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF21 Investment Adviser (28 Feb 2003 to 25 Mar 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (29 Jan 2002 to 31 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.