Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFL Financial Services Ltd (no longer approved here)

    FRN 200144

    • Employed By (7 Jan 2008 to 31 Dec 2009)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 24 Nov 2007)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (21 Sep 2004 to 24 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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