Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HARBOUR ROCK CAPITAL LIMITED
FRN 754580
- 10. Broker fund adviser
- 11. Pension transfer specialist
- 14. Managing investments
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 8 Feb 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (12 Nov 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.