Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (5 Dec 2023 to 17 Jul 2025)
- [FCA CF] Functions requiring qualifications (1 Dec 2022 to 17 Jul 2025)
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- [FCA CF] Manager of certification employee (1 Jul 2018 to 30 Nov 2022)
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- [FCA CF] Manager of certification employee (11 Jun 2016 to 1 Jul 2018)
- CF30 Customer (4 Oct 2013 to 31 Dec 2013)
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- CF30 Customer (1 Nov 2007 to 3 Jul 2008)
- CF22 Investment Adviser (Trainee) (24 Nov 2005 to 6 Feb 2006)
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.