Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • [FCA CF] Client dealing (5 Dec 2023 to 17 Jul 2025)
    • [FCA CF] Functions requiring qualifications (1 Dec 2022 to 17 Jul 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (1 Jul 2018 to 30 Nov 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (11 Jun 2016 to 1 Jul 2018)
    • CF30 Customer (4 Oct 2013 to 31 Dec 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 3 Jul 2008)
    • CF22 Investment Adviser (Trainee) (24 Nov 2005 to 6 Feb 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.