Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hermes Investment Management Ltd
FRN 150000
- [FCA CF] Client dealing (since 15 Oct 2020)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
- CF30 Customer (7 Apr 2015 to 8 Dec 2019)
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- CF30 Customer (22 Jul 2010 to 12 Aug 2011)
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- CF30 Customer (1 Nov 2007 to 1 Jul 2010)
- CF26 Customer Trading (18 May 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.