Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
    • Responsibility for MCD Intermediation (since 1 Sep 2025)
    • Responsible for Insurance Distribution (since 1 Sep 2025)
    • SMF16 Compliance Oversight (since 1 Sep 2025)
    • SMF3 Executive Director (since 1 Sep 2025)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (25 Jan 2023 to 18 Nov 2025)
    • CF1 Director (AR) (22 Nov 2022 to 17 Nov 2025)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Jan 2023)
    • CF1 Director (AR) (15 May 2019 to 25 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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