Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (13 Apr 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Apr 2012 to 30 Sep 2018)
  • David Upshall Insurance Services (no longer approved here)

    FRN 302039

    • CF4 Partner (16 Aug 2010 to 3 Jan 2012)
    • Responsible for Insurance Mediation (13 Mar 2009 to 3 Jan 2012)
    • CF29 Significant management (13 Mar 2009 to 3 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

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