Sharon Vaughan Roberts

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hughes & Associates Wealth Management Cyf
FRN 1028341
- (2)Employed By (since 1 Apr 2026)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 16 May 2018)
Andrew Hughes Wealth Management Cyf (no longer approved here)
FRN 591514
- (4)Employed By (16 May 2018 to 1 Apr 2026)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (19 Jun 2015 to 6 Mar 2016)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (22 May 2009 to 11 Nov 2012)
Nationwide Building Society (no longer approved here)
FRN 106078
- CF30 Customer (1 Nov 2007 to 8 Apr 2009)
- CF21 Investment Adviser (2 Aug 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Dec 2003 to 2 Aug 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.