Sharon Rachel Ellis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • [FCA CF] Significant management (1 Jun 2021 to 1 Oct 2021)
    • [PRA CF] Managing a material risk taker (1 Jun 2021 to 1 Oct 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Jan 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (24 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Mar 2005 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (1 Nov 2007 to 18 Sep 2013)
    • CF21 Investment Adviser (24 Mar 2005 to 31 Oct 2007)
    • CF26 Customer Trading (24 Mar 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.