Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 15 Apr 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (19 Mar 2007 to 28 Sep 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.