Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 1 Jun 2022)
- CF1 Director (AR) (since 25 Mar 2022)
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Avonbrae Financial Services Limited
FRN 460263
- Employed By (since 1 Dec 2006)
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- Appointed representative dealing with clients for which they require qualification (1 Jul 2020 to 28 Feb 2023)
- CF30 Customer (1 Nov 2007 to 1 Oct 2012)
- CF1 Director (AR) (4 Dec 2006 to 28 Feb 2023)
- CF7 Sole Trader (AR) (1 Dec 2004 to 4 Dec 2006)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- (3)Employed By (1 Dec 2004 to 3 Dec 2004)
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- (1)Employed By (1 Dec 2001 to 8 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.