Sharon Caroline Pople

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Acorn Partnership IFA LLP

    FRN 496300

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 5 Jul 2018)
    • CF11 Money Laundering Reporting (5 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jul 2018 to 8 Dec 2019)
    • CF4 Partner (2 Apr 2009 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Apr 2009 to 30 Sep 2018)
  • McCudden-Hughes (no longer approved here)

    FRN 403030

    • CF30 Customer (1 Nov 2007 to 30 Mar 2009)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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