Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hermes Investment Management Ltd
FRN 150000
- [FCA CF] Manager of certification employee (since 1 Mar 2023)
- Responsible for Insurance Distribution (since 12 May 2022)
- [FCA CF] Significant management (since 1 Mar 2022)
- [FCA CF] Client dealing (since 1 Mar 2020)
- [FCA CF] Material risk taker (1 Mar 2024 to 28 Feb 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.