Sharon Booth

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 12 Jun 2014)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • Teachers Financial Planning Limited

    FRN 552276

    • Employed By (since 12 Jun 2014)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (5 Mar 2012 to 15 Jul 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (22 Jun 2011 to 10 Feb 2012)
    • CF22 Investment Adviser (Trainee) (1 Aug 2006 to 1 Sep 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.