Sharon Anne Rafferty

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • David Rafferty & Co Ltd

    FRN 803120

    • [FCA CF] Significant management (since 3 Aug 2020)
    • [FCA CF] Manager of certification employee (since 3 Aug 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 3 Apr 2018)
    • Responsible for Insurance Mediation (3 Apr 2018 to 30 Sep 2018)
    • CF10 Compliance Oversight (3 Apr 2018 to 8 Dec 2019)
    • CF1 Director (3 Apr 2018 to 8 Dec 2019)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF4 Partner (AR) (1 Dec 2001 to 28 Sep 2004)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF4 Partner (AR) (1 Dec 2001 to 28 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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