Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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S A Elles Ltd
FRN 824723
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 7 Sep 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 3 Jun 2019)
- Responsible for Insurance Distribution (since 3 Jun 2019)
- CF10 Compliance Oversight (3 Jun 2019 to 8 Dec 2019)
- CF1 Director (3 Jun 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.