Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (2 Aug 2002 to 30 Jun 2003)
    • CF26 Customer Trading (2 Aug 2002 to 30 Jun 2003)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)
    • CF26 Customer Trading (1 Dec 2001 to 30 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.