Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rede Partners LLP (no longer approved here)

    FRN 550731

    • CF10 Compliance Oversight (26 Jul 2011 to 23 May 2013)
    • CF11 Money Laundering Reporting (26 Jul 2011 to 23 May 2013)
    • CF30 Customer (26 Jul 2011 to 10 Jul 2013)
    • CF4 Partner (26 Jul 2011 to 10 Jul 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 11 Jun 2010)
    • CF21 Investment Adviser (18 Feb 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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