Sharanjit Kaur Sammi

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (16 May 2018 to 9 Jan 2020)
    • CF30 Customer (21 Aug 2015 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Mar 2007 to 10 Apr 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (16 May 2018 to 9 Jan 2020)
    • CF30 Customer (24 Jul 2009 to 5 Dec 2014)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF26 Customer Trading (22 Feb 2005 to 12 Mar 2007)
    • CF21 Investment Adviser (22 Feb 2005 to 12 Mar 2007)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF21 Investment Adviser (22 Feb 2005 to 28 Feb 2005)
    • CF26 Customer Trading (22 Feb 2005 to 28 Feb 2005)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (22 Feb 2005 to 12 Mar 2007)
    • CF26 Customer Trading (22 Feb 2005 to 12 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.