Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Client dealing (6 Oct 2021 to 24 Apr 2023)
    • [FCA CF] Functions requiring qualifications (6 Oct 2021 to 24 Apr 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Apr 2021)
    • CF30 Customer (18 Oct 2019 to 5 Apr 2021)
  • The Penny Group Ltd (no longer approved here)

    FRN 536216

    • (27)Employed By (18 Oct 2019 to 5 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

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