Shannon Lloyd Garber

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Algorithmic trading (13 Jul 2022 to 11 Oct 2024)
    • [FCA CF] Client dealing (13 Jul 2022 to 11 Oct 2024)
    • SMF22 Other Local Responsibility (26 Nov 2018 to 12 Sep 2024)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Jan 2006 to 8 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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