Shannon Estella Dooley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ludian Financial Planning Limited

    FRN 1042429

    • (8)Employed By (since 31 Oct 2025)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 18 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (since 19 Jun 2023)
  • KWM Wealth Ltd (no longer approved here)

    FRN 516056

    • Employed By (18 Nov 2023 to 3 Nov 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (11 Oct 2022 to 9 Jun 2023)
  • Countrywide Principal Services Limited (no longer approved here)

    FRN 301684

    • [FCA CF] Functions requiring qualifications (12 Oct 2021 to 30 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.