Shanmuganaathan Sivagugaraajah

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sydney IFA Limited

    FRN 923761

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 15 Jun 2020)
    • SMF16 Compliance Oversight (since 15 Jun 2020)
    • SMF3 Executive Director (since 15 Jun 2020)
    • Responsibility for MCD Intermediation (since 15 Jun 2020)
    • Responsible for Insurance Distribution (since 15 Jun 2020)
  • Connect IFA Ltd (no longer approved here)

    FRN 441505

    • CF1 Director (AR) (20 Apr 2015 to 19 Apr 2016)
  • Sydney Financial Services Ltd (no longer approved here)

    FRN 606820

    • Employed By (13 Apr 2015 to 19 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

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