Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of China Limited London Branch
FRN 170910
- SMF22 Other Local Responsibility (since 3 Dec 2024)
- [FCA CF] Manager of certification employee (14 Nov 2020 to 1 Oct 2025)
- [FCA CF] Material risk taker (14 Nov 2020 to 1 Oct 2025)
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BANK OF CHINA (UK) LIMITED
FRN 467410
- SMF18 Other Overall Responsibility (since 3 Dec 2024)
- [FCA CF] Manager of certification employee (14 Nov 2020 to 1 Oct 2025)
- [FCA CF] Material risk taker (14 Nov 2020 to 1 Oct 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.