Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 18 Aug 2015)
- CF30 Customer (since 16 Mar 2015)
-
Huke Wealth Management Ltd
FRN 675250
- (2)Employed By (since 18 Aug 2015)
-
- (70)Employed By (25 Jul 2011 to 17 Feb 2015)
-
- CF30 Customer (25 Jul 2011 to 17 Feb 2015)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (70)Employed By at One Financial Planning Ltd