Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 18 Aug 2015)
    • CF30 Customer (since 16 Mar 2015)
    • (2)Employed By (since 18 Aug 2015)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (70)Employed By (25 Jul 2011 to 17 Feb 2015)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (25 Jul 2011 to 17 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (70)Employed By at One Financial Planning Ltd