Shane Gerard Martin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Jul 2020)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Significant management (9 Aug 2019 to 3 Jul 2020)
    • [FCA CF] Manager of certification employee (28 May 2019 to 3 Jul 2020)
    • [FCA CF] Material risk taker (12 Apr 2019 to 3 Jul 2020)
    • [FCA CF] Client dealing (26 Mar 2019 to 3 Jul 2020)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (9 Aug 2019 to 3 Jul 2020)
    • [FCA CF] Manager of certification employee (28 May 2019 to 3 Jul 2020)
    • [FCA CF] Material risk taker (12 Apr 2019 to 3 Jul 2020)
    • [FCA CF] Client dealing (26 Mar 2019 to 3 Jul 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 26 Oct 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 26 Oct 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 22 Jan 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (5 Jul 2002 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF30 Customer (1 Nov 2007 to 4 Mar 2011)
    • CF21 Investment Adviser (5 Jul 2002 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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