Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Manager of certification employee (since 13 Oct 2022)
- [FCA CF] Manager of certification employee (28 Feb 2021 to 7 Sep 2022)
- [FCA CF] Client dealing (17 Jan 2020 to 20 Sep 2022)
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- CF30 Customer (27 Sep 2013 to 8 Jun 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.