Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Sep 2023)
    • [FCA CF] Client dealing (since 5 Sep 2023)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (16 Feb 2023 to 5 Sep 2023)
    • CF30 Customer (1 Jul 2021 to 5 Sep 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (2 Jul 2021 to 17 Feb 2023)
  • Alexander House Financial Planning Limited (no longer approved here)

    FRN 791612

    • (19)Employed By (1 Jul 2021 to 5 Sep 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Jun 2021)
    • CF30 Customer (22 Nov 2019 to 4 Jun 2021)
  • CS Financial Group Limited (no longer approved here)

    FRN 778941

    • Employed By (22 Nov 2019 to 4 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.