Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (22 Feb 2012 to 28 Aug 2015)
- CF30 Customer (1 Nov 2007 to 28 Aug 2015)
- CF21 Investment Adviser (9 Mar 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Jun 2002 to 9 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.