Shamin Akhter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marex Spectron International Limited (no longer approved here)
FRN 193027
- [FCA CF] Client dealing (19 Nov 2020 to 31 Aug 2023)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- [FCA CF] Client dealing (30 Jun 2020 to 23 Sep 2020)
- CF30 Customer (8 Jan 2016 to 8 Dec 2019)
Kyte Broking Limited (no longer approved here)
FRN 174863
- CF30 Customer (4 Apr 2014 to 25 Jun 2014)
Market Securities LLP (no longer approved here)
FRN 519097
- (159)Employed By (4 Apr 2014 to 25 Jun 2014)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- CF30 Customer (1 Nov 2007 to 3 Feb 2008)
- CF21 Investment Adviser (22 Jun 2006 to 31 Oct 2007)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Feb 2005 to 31 May 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.