Shalin Bhagwan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • [FCA CF] Material risk taker (1 Apr 2020 to 14 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2023)
    • CF30 Customer (15 Oct 2018 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 1 Apr 2019)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • CF30 Customer (20 May 2011 to 20 Apr 2012)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF21 Investment Adviser (26 Jul 2006 to 28 Feb 2007)
    • CF22 Investment Adviser (Trainee) (8 Sep 2005 to 26 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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