Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Exeter Friendly Society Limited (no longer approved here)

    FRN 205309

    • SMF18 Other Overall Responsibility (10 Dec 2018 to 8 Feb 2019)
    • CF29 Significant management (1 Nov 2016 to 9 Dec 2018)
  • Tokio Marine Kiln Insurance Limited (no longer approved here)

    FRN 202574

    • CF10 Compliance Oversight (16 Oct 2007 to 18 Jan 2013)
    • CF11 Money Laundering Reporting (16 Oct 2007 to 18 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.