Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capula Investment Management LLP
FRN 433422
- [FCA CF] Client dealing (since 2 Oct 2023)
- [FCA CF] Manager of certification employee (since 2 Oct 2023)
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- [FCA CF] Significant management (16 Jul 2021 to 14 Nov 2022)
- SMF27 Partner (9 Dec 2019 to 15 Nov 2022)
- CF28 Systems and controls (15 Oct 2019 to 8 Dec 2019)
- CF4 Partner (24 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 15 Sep 2014)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 15 Sep 2014)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.