Shailesh Jaiswal

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Manager of certification employee (since 1 Jul 2018)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
    • [PRA CF] Significant risk taker or Material risk taker (21 Aug 2019 to 7 Aug 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (13 Jul 2021 to 8 Oct 2021)
    • [PRA CF] Significant risk taker or Material risk taker (21 Aug 2019 to 7 Aug 2020)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (16 Dec 2005 to 19 Oct 2006)
    • CF22 Investment Adviser (Trainee) (28 Jul 2004 to 19 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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