Shailen Modi

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panima Capital Management Limited

    FRN 653812

    • CF30 Customer (since 29 May 2025)
    • CF1 Director (AR) (since 29 May 2025)
  • Development Partners International LLP (no longer approved here)

    FRN 477782

    • SMF16 Compliance Oversight (4 Aug 2022 to 31 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Aug 2022 to 31 Oct 2024)
    • [FCA CF] Client dealing (20 Jun 2022 to 31 Oct 2024)
    • [FCA CF] Material risk taker (20 Jun 2022 to 31 Oct 2024)
  • Avery Row Capital Partners LLP (no longer approved here)

    FRN 756430

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Apr 2022)
    • CF10 Compliance Oversight (25 May 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 May 2017 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (11 Oct 2016 to 1 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.