Shahrokh Moinian

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- SMF18 Other Overall Responsibility (27 Sep 2023 to 31 Jul 2024)
- SMF6 Head of Key Business Areas (13 May 2021 to 27 Sep 2023)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- [FCA CF] Manager of certification employee (8 Sep 2022 to 11 Oct 2023)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- SMF22 Other Local Responsibility (11 Oct 2019 to 31 Jul 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.