Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capital Finance Brokers Limited
FRN 943805
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 28 Nov 2023)
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- CF1 Director (AR) (26 Oct 2020 to 8 Jul 2021)
- Appointed representative dealing with clients for which they require qualification (9 Sep 2020 to 8 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.