Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (20 Apr 2022 to 29 Apr 2024)
    • CF4 Partner (AR) (20 Apr 2022 to 29 Apr 2024)
  • Investcorp Securities Limited (no longer approved here)

    FRN 139122

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF26 Customer Trading (17 Feb 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.