Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (3 Feb 2021 to 1 Jul 2023)
    • [FCA CF] Client dealing (20 Dec 2017 to 1 Jul 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (3 Feb 2021 to 1 Jul 2023)
    • [FCA CF] Client dealing (20 Dec 2017 to 1 Jul 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (25 Nov 2013 to 21 Aug 2014)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (21 Feb 2011 to 1 Oct 2012)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Feb 2008 to 13 Feb 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.