Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (3 Feb 2021 to 1 Jul 2023)
- [FCA CF] Client dealing (20 Dec 2017 to 1 Jul 2023)
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- [FCA CF] Manager of certification employee (3 Feb 2021 to 1 Jul 2023)
- [FCA CF] Client dealing (20 Dec 2017 to 1 Jul 2023)
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- CF30 Customer (25 Nov 2013 to 21 Aug 2014)
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- CF30 Customer (21 Feb 2011 to 1 Oct 2012)
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- CF30 Customer (1 Feb 2008 to 13 Feb 2010)
- CF21 Investment Adviser (1 Dec 2001 to 18 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.