Seth Morrison

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Verition Advisors (UK Partners) LLP

    FRN 989410

    • [FCA CF] Client dealing (since 23 Sep 2023)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • [FCA CF] Client dealing (17 May 2023 to 22 Sep 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (2 Jul 2021 to 2 Jan 2023)
    • [FCA CF] Client dealing (2 Jul 2021 to 2 Jan 2023)
    • [FCA CF] Material risk taker (2 Jul 2021 to 2 Jan 2023)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (2 Jul 2021 to 2 Jan 2023)
    • [FCA CF] Manager of certification employee (2 Jul 2021 to 2 Jan 2023)
    • [FCA CF] Client dealing (2 Jul 2021 to 2 Jan 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 May 2017 to 29 Jun 2021)
    • [FCA CF] Manager of certification employee (7 Oct 2016 to 29 Jun 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Jun 2021)
    • CF30 Customer (26 Jul 2013 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (7 Oct 2016 to 29 Jun 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Jun 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Jun 2021)
    • CF30 Customer (26 Jul 2013 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (12 Oct 2009 to 18 Apr 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 10 Oct 2009)
    • CF21 Investment Adviser (25 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.