Seth James

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Adelphi Capital LLP

    FRN 401436

    • [FCA CF] Client dealing (since 23 Mar 2026)
  • Goldman Sachs International

    FRN 142888

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Sep 2023)
    • [FCA CF] Client dealing (since 28 Nov 2018)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2025 to 26 Feb 2026)
    • [FCA CF] Client dealing (28 Nov 2018 to 26 Feb 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.