Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 31 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 1 Oct 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2019)
    • CF10 Compliance Oversight (1 Oct 2019 to 8 Dec 2019)
    • CF1 Director (1 Oct 2019 to 8 Dec 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (6 Nov 2012 to 3 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

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