Sergio Di-Lieto

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (6 Feb 2020 to 10 Aug 2021)
    • [FCA CF] Client dealing (7 Mar 2018 to 10 Aug 2021)
    • [FCA CF] Material risk taker (1 Jan 2017 to 10 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 10 Aug 2021)
    • CF29 Significant management (1 Nov 2007 to 3 Feb 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Aug 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.