Sergio Amiti

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RIA Capital Markets Limited

    FRN 219706

    • [FCA CF] Client dealing (since 11 Jan 2021)
    • [FCA CF] Proprietary trader (since 11 Jan 2021)
    • [FCA CF] Material risk taker (11 Jan 2021 to 31 Dec 2021)
    • CF1 Director (23 Aug 2010 to 30 Jan 2015)
    • CF30 Customer (25 May 2009 to 30 Jan 2015)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2020)
    • CF30 Customer (17 Feb 2015 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 22 Apr 2009)
    • CF21 Investment Adviser (31 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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