Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 4 May 2024)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (13 Jan 2023 to 30 Apr 2024)
    • [FCA CF] Functions requiring qualifications (13 Jan 2023 to 30 Apr 2024)
    • CF30 Customer (20 Jan 2011 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Functions requiring qualifications (13 Jan 2023 to 30 Oct 2023)
    • [FCA CF] Client dealing (13 Jan 2023 to 30 Oct 2023)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [FCA CF] Manager of certification employee (2 Jun 2021 to 20 Feb 2024)
    • [FCA CF] Functions requiring qualifications (16 Sep 2019 to 30 Apr 2024)
    • [FCA CF] Client dealing (16 Sep 2019 to 30 Apr 2024)

Recent activity

Updates to this individual's record on the FCA register.

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