Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ORION RIDGE CAPITAL LIMITED
FRN 830294
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Functions requiring qualifications (since 4 May 2024)
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- [FCA CF] Client dealing (13 Jan 2023 to 30 Apr 2024)
- [FCA CF] Functions requiring qualifications (13 Jan 2023 to 30 Apr 2024)
- CF30 Customer (20 Jan 2011 to 6 Mar 2016)
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- [FCA CF] Functions requiring qualifications (13 Jan 2023 to 30 Oct 2023)
- [FCA CF] Client dealing (13 Jan 2023 to 30 Oct 2023)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (2 Jun 2021 to 20 Feb 2024)
- [FCA CF] Functions requiring qualifications (16 Sep 2019 to 30 Apr 2024)
- [FCA CF] Client dealing (16 Sep 2019 to 30 Apr 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.